Changing with Time

Stock Exchanges will have to disclose following reports for each Company based on recent amendments by SEBI.This will help Investors to know what’s cooking with that particular Equity/Stock.

Currently we just know that X no of Investor Complaints were raised & X no is resolved till date.

So next time you Brokers says this script is good before you Invest do look for Information on Exchange websites against relevant Equity Ticker.

Ideally Exchanges will get this process implemented by End of this Year .

Friends do make use of valuable piece of Information as it’s your money & let if & buts not come your way of Investing…..

The format for the report for the aforesaid disclosure, prepared with inputs from the Stock

Exchanges, is given as annexure to this circular (14 pages), consisting of the following

a. Report 1A – Complaints received from clients against trading members during the current

financial year.

b. Report 1B – Redressal of complaints lodged by clients against trading members during

the previous financial year.

c. Report 1C – Redressal of complaints lodged by clients against trading members during

the current financial year.

d. Report 2A – Complaints received from investors against listed companies during the

current financial year.

e. Report 2B – Redressal of complaints lodged by investors against listed companies during

the previous financial year.

f. Report 2C – Redressal of complaints lodged by investors against listed companies during

the current financial year.

g. Report 3A – Disposal of arbitration proceedings (where client is a party) during the

previous financial year.

h. Report 3B – Disposal of arbitration proceedings (where client is a party) during the

current financial year.

i. Report 4A – Penal actions against trading members during the previous financial year.

j. Report 4B – Penal actions against trading members during the current financial year.